Lucy Chen

Compliance Associate

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=Lucy Chen

Meet Lucy

About Lucy

Lucy Chen joined the team in 2019 and is responsible for all aspects of monitoring, documenting and supporting regulatory compliance. This includes working closely with SEC Consultants, the legal team and the marketing team to ensure compliance holistically across all branches of Frontier Capital. 

Prior to joining Frontier, Lucy worked as a Corporate Audit Analyst at Bank of America Merrill Lynch in Dallas, TX as well as Charlotte, NC.

Lucy enjoys Netflix marathons as well as actual fitness, the occasional music festival and spending quality time with her two dogs, Ollie and Mia. 

Education

University of Texas at Austin, B.J.

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